Assistant Manager – Regulatory Compliance

About the role

The Assistant Manager – Regulatory Compliance will support the embedding of regulatory compliance and conduct frameworks across the bank. The role involves executing activities, maintaining compliance data and records, and contributing to reporting and coordination in line with internal and regulator expectations.

Key responsibilities

• Support the implementation of Regulatory Compliance and Conduct programmes by assisting in the execution of established frameworks, policies, and procedures.
• Assist in applying Regulatory Compliance and Conduct frameworks across business units, ensuring adherence to defined processes and escalating deviations.
• Track and compile regulatory developments, prepare summaries and initial impact assessments.
• Provide support in interpreting regulatory requirements, assisting with documentation, analysis, and preparation of inputs for change impact assessments.
• Update and maintain the Regulatory Obligations Register, ensuring accurate and current information.
• Log, track, and support investigation of compliance breaches, policy exceptions, and risk tolerance breaches, ensuring proper documentation and timely escalation.
• Prepare responses and supporting documentation for regulatory requests, inspections, and submissions for managerial review.
• Support administrative and coordination aspects of regulatory engagement activities, including scheduling, documentation, and follow‑ups.
• Compile data and assist in the preparation of compliance dashboards, management information, and reports, ensuring data accuracy.
• Capture and maintain data within GRC systems and compliance tools, ensuring records are up to date.

Required profile

Required skills